Ahmad, Zavitsanos & Mensing LLC
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Tag Archives: whistleblowing
Unexpected Consequences from the Pandemic Shutdown – A Spike in Whistleblower Complaints
There’s a curious byproduct from the COVID-19 economic crisis and business shutdown – a sharp increase in SEC whistleblower complaints and lawsuits filed by workers against employers. From mid-March to mid-May, the SEC reported approximately 4,000 whistleblower complaints, a 35 … Continue reading
Posted in Complaints Against Executives, Confidential Information, Dodd-Frank, Whistleblowers
Tagged Dodd-Frank, whistleblowers, whistleblowing
Comments Off on Unexpected Consequences from the Pandemic Shutdown – A Spike in Whistleblower Complaints
Treatment of Trump-Ukraine Informer Could Have Chilling Effect on Corporate Whistleblowers
Whistleblowers have a variety of understandable reasons for bravely coming forward – but winning a popularity contest is rarely one of them. After all, they are typically corporate or government insiders alleging fraud and wrongdoing, which tends to render them vulnerable … Continue reading
Posted in Dodd-Frank, Fiduciary Duty, Legal, Litigation, Sarbanes-Oxley, Whistleblowers
Tagged Dodd-Frank, Joe Ahmad, litigation, Sarbanes-Oxley, Trump Ukraine, whistleblowers, whistleblowing
Comments Off on Treatment of Trump-Ukraine Informer Could Have Chilling Effect on Corporate Whistleblowers
Whistleblowers Receive Whopper Payouts as SEC Proposes New Rules to Limit Future Awards
The U.S. Securities and Exchange Commission announced two large whistleblower payouts last week, bringing the total paid-out bounty for the program to more than $320 million since it was created as part of the 2011 Dodd-Frank Act. The $39 million … Continue reading
Posted in Business Continuity, Complaints Against Executives, Dodd-Frank, Fraud, Whistleblowers
Tagged Dodd-Frank, executive employment, executive employment lawyer, executives, Joe Ahmad, Joseph Ahmad, legal, litigation, SEC, whistleblowers, whistleblowing
Comments Off on Whistleblowers Receive Whopper Payouts as SEC Proposes New Rules to Limit Future Awards
Blowing the Whistle Still a Risky Proposition
Whistleblowing remains perilous territory for executives, even with the protections offered by 2002’s Sarbanes-Oxley Act and the financial incentives offered by 2010’s Dodd-Frank Act. Yet there is a powerful argument to be made that executives with information about possible shareholder … Continue reading
Posted in Dodd-Frank, Legal, Sarbanes-Oxley
Tagged Dodd-Frank, executives, Sarbanes Oxley, whistleblowing
Comments Off on Blowing the Whistle Still a Risky Proposition